Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Nichols is a financial professional with over 30 years of experience in the financial services industry. David is a registered representative of Cetera Investment Advisers LLC, and a registered investment advisor. David is also a licensed insurance agent. David offers a variety of financial services including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (MOUNT VERNON IL)
IL
01/01/2004 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (MOUNT VERNON IL)
IA
11/16/2000 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MA
12/13/1999 - 09/28/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/13/1999 - 09/28/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MO
10/29/1999 - 11/24/1999
EDWARD JONES (ST. LOUIS MO)
NJ
10/04/1988 - 09/29/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/04/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 10/9/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/2/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/5/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/3/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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