Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wayne Lewis is a financial advisor with over 20 years of experience in the industry. David is registered with LPL Financial LLC and has been with the firm since 2010. He specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting services to clients. David has a strong track record of success and is committed to helping clients achieve their financial goals. He is also a registered representative of the Financial Industry Regulatory Authority (FINRA). Previous employers include Edward Jones, Chase Investment Services Corp, Fidelity Brokerage Services LLC, J.B. Oxford & Company, Emmett A Larkin Company, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/09/2010 - Present
LPL Financial LLC (HOUSTON TX)
TX
12/14/2009 - 05/12/2010
EDWARD JONES (LAPORTE TX)
TX
10/27/2005 - 07/07/2009
CHASE INVESTMENT SERVICES CORP. (PASADENA TX)
RI
06/04/2001 - 10/28/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
CA
09/07/1995 - 02/24/1998
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
CA
02/07/1995 - 09/11/1995
EMMETT A LARKIN COMPANY, INC. (SAN FRANCISCO CA)
NA
02/07/1995 - 09/07/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
MN
02/07/1995 - 09/07/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/11/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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