Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wayne Levy is a financial advisor with over 35 years of experience in the industry. David currently works for Pickwick Capital Partners, LLC where he is registered as a General Securities Representative and an Investment Banking Representative. David has worked for several well-known firms including Cowen and Company, Bear Stearns & Co. Inc., Citigroup Global Markets Inc., and Salomon Brothers Inc. David holds a Series 7, Series 24, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/05/2012 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
11/02/2009 - 09/08/2010
COWEN AND COMPANY (NEW YORK NY)
NY
05/26/2005 - 06/16/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/28/1997 - 03/24/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/20/1981 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 08/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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