Unclaimed
David Karin is a financial advisor at Western International Securities, Inc. David has over 28 years of experience in the financial services industry. David is registered with FINRA and is a licensed securities agent in California. David is also licensed to sell insurance products. David has a Series 7, Series 63 and SIE licenses. David has been with Western International Securities, Inc. since 2012. Prior to that, David was employed by Chase Investment Services Corp., WAMU Investments, Inc., Schoff & Baxter, Inc., Cal Fed Investments, Glenfed Brokerage Services and Baraban Securities, Inc.. David helps individuals, businesses, and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/02/2012 - Present
Western International Securities, Inc. (Westlake Village CA)
CA
05/02/2009 - 04/03/2012
CHASE INVESTMENT SERVICES CORP. (WESTLAKE VILLAGE CA)
CA
12/23/1999 - 05/02/2009
WAMU INVESTMENTS, INC. (SIMI VALLEY CA)
IA
03/19/1999 - 12/20/1999
SCHOFF & BAXTER, INC. (BURLINGTON IA)
CA
11/14/1998 - 03/19/1999
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
05/16/1996 - 11/14/1998
GLENFED BROKERAGE SERVICES (GLENDALE CA)
CA
07/15/1994 - 05/30/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 06/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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