Unclaimed
David Wayne Hummel is a financial professional with over 30 years of experience in the financial services industry. David has held various roles, including sales, management, and advisory positions. David is currently registered with MML Investors Services, LLC and has been with the firm since 2017. Previously, David worked for MSI Financial Services, Inc. and Metropolitan Life Insurance Company. David is a Chartered Financial Consultant and holds several industry licenses and designations, including Series 6, 7, 9, 10, 24, 26 and 63. David specializes in providing financial planning, portfolio management, and retirement planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
03/25/2017 - Present
MML Investors Services, LLC (ALLENTOWN PA)
PA
11/12/1986 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CAMP HILL PA)
PA
11/18/1985 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (LANSDALE PA)
BC
Issued 11/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/03/2001
Series 24 - General Securities Principal Examination
BC
Issued 02/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/26/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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