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David Wayne Hefty

CX Institutional, LLC

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About David Wayne Hefty

David Wayne Hefty is an Investment Advisor Representative at CX Institutional, LLC. David is a Certified Financial Planner® and has been in the financial services industry since 1999. David has worked for a number of firms, including LPL Financial LLC and FFP Securities, Inc. David holds the Series 7, 24, 31, 53, 63 and 65 licenses. David also has experience in providing portfolio management for businesses and individuals.

Firm Information

David Hefty is currently registered with CX Institutional, LLC. CX Institutional, LLC is an investment advisor registered with the SEC. The firm manages $3,314,261,031 in assets for 10,540 accounts. CX Institutional, LLC provides financial planning, portfolio management for businesses, and portfolio management for individuals. Their clients include high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and charitable organizations. They also have a wrap fee program.
CX Institutional, LLC

200 EAST 7TH STREET

AUBURN, IN 46706

$3.31B

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Hefty’s Registration & Firm History

IN

03/29/2018 - Present

CX Institutional, LLC (AUBURN IN)

IN

09/30/2002 - 09/18/2020

LPL FINANCIAL LLC (AUBURN IN)

MO

07/17/2000 - 10/03/2002

FFP SECURITIES, INC. (CHESTERFIELD MO)

MO

08/25/1999 - 07/21/2000

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 11/06/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/27/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/08/2013

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/13/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 08/24/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Wayne Hefty.
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