Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wayne Hawkins is an investment advisor representative with MML Investors Services, LLC based in Rockville, MD. David has over 10 years of experience in the financial services industry. David has registrations in District of Columbia and Maryland. David has passed Series 6, 7, 63, and 66 exams, as well as the SIE exam. In addition to his work with MML Investors Services, LLC, David is also a Principal at Capitol Insurance Services, a Principal at Wayne Enterprises LLC, and a Partner at Wayne Enterprises LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MD
08/28/2023 - Present
MML Investors Services, LLC (ROCKVILLE MD)
MD
04/18/2018 - 02/18/2022
HSBC SECURITIES (USA) INC. (Silver Spring MD)
MD
07/15/2014 - 03/06/2018
WELLS FARGO CLEARING SERVICES, LLC (SILVER SPRING MD)
VA
02/07/2013 - 01/07/2014
PRUCO SECURITIES, LLC. (VIENNA VA)
BOTH
Issued 05/04/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/05/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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