Unclaimed
David Hamilton is a financial professional with Northwestern Mutual Investment Services, LLC. David has been active in the financial services industry for over three years. David works with individuals and families providing investment and financial planning services. David is registered with the Securities and Exchange Commission (SEC) and holds the Series 7, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
07/06/2020 - Present
Northwestern Mutual Investment Services, LLC (Carmel IN)
BC
Issued 07/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/06/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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