Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wayne Cardosa is an investment professional with over 30 years of experience in the financial services industry. David Wayne Cardosa is registered with Raymond James Financial Services Advisors, Inc. David Wayne Cardosa has also held previous positions with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David Wayne Cardosa holds the Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
11/23/2009 - Present
Raymond James Financial Services Advisors, Inc. (AUSTIN TX)
TX
01/01/2008 - 11/23/2009
WELLS FARGO ADVISORS, LLC (AUSTIN TX)
TX
12/20/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (AUSTIN TX)
NY
04/17/1993 - 08/05/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
01/29/1993 - 02/20/1993
DICKINSON & CO. (DES MOINES IA)
BC
Issued 12/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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