Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wayne Bargetzi is an Investment Advisor Representative with M Holdings Securities, Inc. David has been in the securities industry since July 16, 2000. David is registered with the following states: Alabama, Florida, Georgia, Illinois, Indiana, Kansas, Missouri, New Mexico, Pennsylvania and Virginia. David has Series 6, 26, 63 and 65 licenses and is also a registered principal. David is a member of the Financial Industry Regulatory Authority (FINRA) and is a registered representative of M Holdings Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
02/02/2023 - Present
M Holdings Securities, Inc. (HIGHLAND IL)
IL
07/01/2005 - 02/21/2012
NFP SECURITIES, INC. (HIGHLAND IL)
OR
06/05/2003 - 07/14/2005
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
AZ
07/17/2000 - 06/16/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 09/29/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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