Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wayde Lum is an investment advisor representative at Sageview Advisory Group, LLC. David Lum has been in the securities industry for over 29 years and has experience in both investment advisory and brokerage services. He is registered to provide investment advice in Hawaii. David Lum is also a volunteer for the Hawaii Children's Cancer Foundation, serving as President of the Board of Directors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
05/23/2016 - Present
Sageview Advisory Group, LLC (Honolulu HI)
HI
10/17/2015 - 07/17/2019
CETERA ADVISOR NETWORKS LLC (HONOLULU HI)
NA
02/24/1992 - 03/09/1993
BANCORP INVESTMENT GROUP, LTD.
NA
08/09/1990 - 02/04/1992
DEAN WITTER REYNOLDS INC.
IA
Issued 05/09/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/02/1991
Series 3 - National Commodity Futures Examination
BC
Issued 08/04/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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