Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Watters Graham is a financial advisor with LPL Financial LLC in Denver, Colorado. David has been in the financial services industry since 2000. David has Series 7 and Series 66 licenses. David also has a FINRA registration for LPL Financial LLC. David has experience with Key Investment Services LLC, McDonald Investments Inc., Waddell & Reed, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David works with a wide range of clients, including individuals, businesses, corporations, pension and profit-sharing plans, charitable organizations, and investment clubs. David's specializations include retirement planning, investment planning, college savings planning, estate planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
05/22/2023 - Present
LPL Financial LLC (DENVER CO)
CO
01/18/2006 - 11/01/2016
KEY INVESTMENT SERVICES LLC (DENVER CO)
OH
03/03/2005 - 01/18/2006
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
KS
06/14/2001 - 03/08/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
NY
07/26/2000 - 06/05/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/28/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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