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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Warren Tate is a financial advisor with EP Wealth Advisors. David has been in the industry since 2001 and is licensed to provide financial advice in both California and Utah. David has a strong background in financial planning and portfolio management for individuals and businesses. David is also a Certified Financial Consultant and offers retirement plan advisory services and tax preparation services. David is committed to providing personalized financial advice that helps clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan advisory services & tax preparation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/22/2020 - Present
EP Wealth Advisors (TORRANCE CA)
UT
10/08/2010 - 10/07/2011
QUESTAR CAPITAL CORPORATION (LEHI UT)
UT
05/14/2010 - 10/12/2010
J.P. TURNER & COMPANY, L.L.C. (LEHI UT)
UT
07/23/2007 - 04/27/2010
BENEFICIAL INVESTMENT SERVICES, INC. (MIDVALE UT)
UT
10/03/2001 - 08/10/2007
EQUITY SERVICES, INC. (MIDVALE UT)
NY
08/09/1996 - 09/27/2001
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2005
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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