Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Warren Lubchenco is a financial advisor with over 20 years of experience in the industry. David is currently registered with Robert W. Baird & Co. Inc. and is licensed to offer securities and investment advice in over 50 states. David holds Series 6, 26, 63, and 65 licenses as well as the SIE. David has previously worked with other firms including UMB Distribution Services, LLC, Transamerica Capital, Inc. and Janus Distributors, Inc. David specializes in offering investment advice and financial planning services to high-net-worth individuals, corporations, and other institutions. David’s focus includes providing investment advice and portfolio management services, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
04/25/2016 - Present
Robert W. Baird & Co. Inc. (Boulder CO)
WI
04/29/2014 - 04/19/2016
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
MO
10/05/2010 - 09/05/2012
UMB DISTRIBUTION SERVICES, LLC (KANSAS CITY MO)
CO
09/28/2006 - 04/01/2010
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
02/20/1998 - 01/03/2002
JANUS DISTRIBUTORS, INC. (DENVER CO)
CO
07/01/1996 - 02/23/1998
FOUNDERS ASSET MANAGEMENT, INC. (DENVER CO)
PA
09/21/1992 - 03/25/1996
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
BC
Issued 09/08/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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