Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid W. Cade is an active investment advisor representative in the state of Texas and Louisiana, registered with Next Financial Group, Inc. David has over 38 years of experience in the financial industry. David offers a wide range of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. David was previously registered with Amerifinancial, Raymond James Financial Services, Inc., PaineWebber Incorporated, Everen Securities, Inc., Prudential Securities Incorporated, Lehman Brothers Inc., and Oppenheimer & Co., Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
TX
08/26/2005 - Present
Next Financial Group, Inc. (HOUSTON TX)
FL
05/16/2005 - 08/16/2005
AMERIFINANCIAL (BOCA RATON FL)
FL
07/11/1999 - 05/13/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NJ
02/20/1996 - 07/26/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
03/15/1994 - 02/26/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
02/18/1992 - 03/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/26/1989 - 03/05/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/23/1987 - 11/13/1989
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
06/21/1984 - 03/04/1987
RAUSCHER PIERCE REFSNES, INC.
IA
Issued 10/21/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/16/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/11/2005
Series 4 - Registered Options Principal Examination
BC
Issued 07/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 03/20/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1986
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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