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David Walter Stringer

Prospera Financial Services, Inc.

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About David Walter Stringer

David Walter Stringer is a financial advisor with Prospera Financial Services, Inc. David has been in the financial industry since 1985 and is registered with the state of Texas. David has experience with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. David provides financial planning, portfolio management, and other advisory services. David is also a general partner and limited partner in Wildam Investments, LLC, which invests in rental property.

Firm Information

David Stringer is currently registered with Prospera Financial Services, Inc.. Prospera Financial Services, Inc. is a corporation headquartered in Dallas, Texas. Founded in 1982, the firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, and pooled investment vehicles. With over 150 licensed agents and investment advisor representatives, Prospera manages over $9.8 billion in regulatory assets. The firm is registered with the SEC and in all 50 states.
Prospera Financial Services, Inc.

5429 LBJ FREEWAY

DALLAS, TX 75240

$9.81B

Assets Under Management

8

Total Clients

235

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Percentage of assets under review

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David Stringer’s Registration & Firm History

TX

12/17/2004 - Present

Prospera Financial Services, Inc. (DALLAS TX)

TX

09/25/1985 - 10/03/1989

TEXAS SECURITIES, INC. (FT. WORTH TX)

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Licenses & Designations

BC

Issued 10/09/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/08/1995

Series 4 - Registered Options Principal Examination

BC

Issued 12/14/1994

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/05/1994

Series 27 - Financial and Operations Principal Examination

BC

Issued 08/21/1992

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for David Walter Stringer. Review regulatory record here.
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