linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Walter Pratt

Cambridge Investment Research, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Walter Pratt

David Pratt is a financial advisor who has been in the industry since 1995. David is currently registered with Cambridge Investment Research, Inc. in Massachusetts and is licensed to sell securities in Massachusetts. David was previously registered with LPL Financial LLC, Fortune Financial Services, Inc., Lion Street Financial, LLC, NFP Securities, Inc., Bay Colony Securities Co., Inc., Ogilvie Security Advisors Corporation, Commonwealth Financial Network, and Jefferson Pilot Securities Corporation. David has experience working with a variety of clients, including individuals, families, and businesses.

Firm Information

David Pratt is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Pratt’s Registration & Firm History

MA

08/14/2019 - Present

Cambridge Investment Research, Inc. (Rockport MA)

NH

05/18/2018 - 08/14/2019

LION STREET FINANCIAL, LLC (Londonderry NH)

NH

08/28/2017 - 05/18/2018

FORTUNE FINANCIAL SERVICES, INC. (Londonderry NH)

NH

04/29/2014 - 09/05/2017

LPL FINANCIAL LLC (LONDONDERRY NH)

MA

02/12/2013 - 05/07/2014

NFP SECURITIES, INC. (BOSTON MA)

OR

10/26/2006 - 08/31/2012

BAY COLONY SECURITIES CO., INC. (PORTLAND OR)

IL

09/19/2005 - 05/23/2006

OGILVIE SECURITY ADVISORS CORPORATION (CHICAGO IL)

MA

10/20/2003 - 09/22/2005

COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)

IN

12/18/1995 - 10/29/2003

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

NY

01/25/1993 - 12/21/1993

NEW ENGLAND SECURITIES (NEW YORK NY)

Not sure if David Walter Pratt is right for you?

Licenses & Designations

BC

Issued 02/08/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Walter Pratt.
Not sure if David Walter Pratt is right for you?