Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Walter Osborne is a financial advisor currently registered with Sunbelt Securities, Inc. in Houston, TX. David has been in the financial industry since April 28, 2000. David is registered with the state of Texas and holds FINRA Series 7, 24, 31, 55, 57TO, and 65 licenses. David has worked for several other firms including Hilltop Securities Independent Network, Inc. and Dean Witter Reynolds, Inc. David currently has his Series 65 license and is registered as an investment advisor representative with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
10/05/2021 - Present
Sunbelt Securities, Inc. (HOUSTON TX)
TX
06/28/2019 - 07/23/2019
SUNBELT SECURITIES, INC. (AUSTIN TX)
TX
03/27/1999 - 06/28/2019
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (DALLAS TX)
NY
03/10/1998 - 01/27/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 04/06/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/20/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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