Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Walter Karp is a financial professional with over 14 years of experience in the industry. David is currently registered with Fidelity Brokerage Services LLC. David holds the Series 3, 7, 34, 55, 57TO, and SIE licenses. David has worked with a number of firms including MML Investors Services, LLC, TradeStation Securities, Inc., Wells Fargo Advisors, LLC, and Ameriprise Financial Services, Inc. David is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
10/29/2021 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
FL
09/28/2020 - 08/04/2021
MML INVESTORS SERVICES, LLC (FORT LAUDERDALE FL)
FL
03/28/2011 - 05/04/2020
TRADESTATION SECURITIES, INC. (PLANTATION FL)
FL
08/10/2007 - 04/29/2010
WELLS FARGO ADVISORS, LLC (COCONUT CREEK FL)
MN
06/20/2007 - 07/05/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
FL
04/27/2007 - 05/02/2007
AMERIPRISE FINANCIAL SERVICES, INC. (PLANTATION FL)
BC
Issued 09/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/08/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/12/2011
Series 3 - National Commodity Futures Examination
BC
Issued 04/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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