Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Walter Heiligenthaler is a financial advisor registered with LPL Financial LLC. David has been in the financial services industry since October 1993. David holds the Series 7, Series 63, Series 24, and SIE licenses as well as the CFP designation. David has also been registered as an investment advisor representative in North Carolina and Texas. David has been registered with several other firms over the years including Securities America, Inc., Investacorp, Inc., First Allied Securities, Inc., Sanders Morris Harris Inc., IFG Network Securities, Inc., Buckhead Financial Corporation, and FSC Securities Corporation. David provides a variety of services including financial planning, portfolio management, and consulting. David is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/13/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
NC
07/17/2020 - 06/13/2024
SECURITIES AMERICA, INC. (DAVIDSON NC)
NC
05/20/2019 - 07/17/2020
INVESTACORP, INC. (DAVIDSON NC)
NC
12/01/2011 - 05/20/2019
FIRST ALLIED SECURITIES, INC. (DAVIDSON NC)
NC
11/21/2001 - 12/01/2011
SANDERS MORRIS HARRIS INC. (DAVIDSON NC)
GA
12/06/1996 - 11/21/2001
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
04/16/1996 - 12/09/1996
BUCKHEAD FINANCIAL CORPORATION
GA
10/29/1993 - 04/16/1996
FSC SECURITIES CORPORATION (ATLANTA GA)
IA
Issued 05/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Heiligenthaler is the right advisor for you? Invested Better is here to help.
