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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Fenning is a financial advisor with over 39 years of experience. David is a registered representative of Morgan Stanley and is also a registered investment advisor in multiple states. David holds the Series 7, Series 52, Series 63, Series 66 and SIE licenses. David is associated with Morgan Stanley in the New York, NY branch. David has previously worked at UBS Financial Services Inc., Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, Smith Barney Shearson Inc., Lehman Brothers Inc. and Smith Barney, Harris Upham & Co., Incorporated. David is a licensed investment advisor in New Jersey, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/02/2019 - Present
Morgan Stanley (New York NY)
NY
09/24/2004 - 06/13/2019
UBS FINANCIAL SERVICES INC. (New York City NY)
NY
01/17/2003 - 10/27/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
02/09/1995 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
01/28/1995 - 04/12/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/19/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 12/02/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
07/17/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/22/1989 - 08/03/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/27/1985 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
04/25/1985 - 04/30/1985
DREXEL BURNHAM LAMBERT INCORPORATED
NA
07/21/1983 - 04/10/1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
NA
08/05/1981 - 07/25/1983
HANAUER, STERN & COMPANY,INCORPORATED
IA
Issued 10/18/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1981
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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