Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Demarest is a financial advisor currently registered with UBS Financial Services Inc. David has been in the industry since 2004. David has also been previously registered with J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David has passed the Series 7 and Series 66 exams. David's specialties include financial planning, pension consulting and portfolio management. David's firm, UBS Financial Services Inc., is an investment advisor with more than $50 billion in assets under management. The firm has been in business for many years and has a strong reputation in the industry. David's experience and qualifications make him a valuable resource for clients seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
KY
09/24/2012 - Present
UBS Financial Services Inc. (LEXINGTON KY)
KY
10/01/2008 - 08/09/2012
J.P. MORGAN SECURITIES LLC (LEXINGTON KY)
KY
06/03/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (LEXINGTON KY)
KY
09/24/2004 - 06/04/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEXINGTON KY)
BOTH
Issued 10/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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