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David Wallace Steffens

BA Securities, LLC

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About David Wallace Steffens

David Wallace Steffens is a securities professional with experience in the industry. David is currently registered with BA Securities, LLC, a firm based in W. Conshohocken, PA. David holds the Series 82TO and SIE licenses. David is licensed in Florida.

Firm Information

David Steffens is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Steffens’s Registration & Firm History

PA

03/22/2023 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

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Licenses & Designations

BC

Issued 03/22/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 02/24/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Wallace Steffens.
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