Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bent is a registered representative with Morgan Stanley, offering securities and investment advisory services in multiple states. With over a decade of experience in the financial industry, David has built a solid foundation in providing personalized financial guidance. David has held previous roles at J.P. Morgan Securities LLC, Chase Investment Services Corp., John Carris Investments LLC, and Laidlaw & Company (UK) LTD. He is committed to helping clients achieve their financial goals through a tailored approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/14/2020 - Present
Morgan Stanley (New York NY)
DE
10/01/2012 - 07/11/2014
J.P. MORGAN SECURITIES LLC (NEWARK DE)
NY
04/17/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
10/31/2011 - 12/08/2011
JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)
NY
02/25/2011 - 11/09/2011
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
BC
Issued 03/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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