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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wain Googe is an investment advisor representative with Voya Financial Advisors, Inc. David has been in the financial services industry since 1986. David's experience includes time with ING Financial Advisors, LLC, New England Securities, and Aetna Life Insurance and Annuity Company. David has a wide range of experience serving individual clients, including high-net-worth individuals, corporations, and charitable organizations. David holds the Series 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
04/01/2015 - Present
Voya Financial Advisors, Inc. (WINSTON SALEM NC)
NC
10/15/1993 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (WINSTON SALEM NC)
NY
09/29/1994 - 10/04/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
CT
10/24/1986 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 08/06/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/23/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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