Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid W. Wells is a financial advisor with over 18 years of experience in the financial services industry. David is currently registered with Foreside Fund Services, LLC. David previously held positions with PERAZA CAPITAL AND INVESTMENT, LLC and SUNTRUST ROBINSON HUMPHREY, INC. David is licensed in multiple states, including Georgia, Florida, Massachusetts, New York, New Jersey, Connecticut, Maine, New Hampshire, Rhode Island and Vermont. David holds Series 7, 7TO, 24, 63 and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
06/26/2024 - Present
Foreside Fund Services, LLC (Atlanta GA)
GA
10/08/2009 - 11/11/2014
PERAZA CAPITAL AND INVESTMENT, LLC (ATLANTA GA)
GA
03/15/2005 - 08/07/2008
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 07/31/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/2010
Series 24 - General Securities Principal Examination
BC
Issued 06/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/30/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Wells is the right advisor for you? Invested Better is here to help.
