Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Waldo is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been in the industry since 2002 and holds the Series 6, 7, 10, 24, 52TO, 53, 63, and 66 licenses. David is also a Certified Financial Planner. David has a diverse background, having worked for a number of firms including Advest, Inc., Linsco/Private Ledger Corp., Waddell & Reed, Inc., and Donahue Securities, Inc., in addition to Merrill Lynch. David specializes in providing a wide range of financial services to individuals, businesses, and institutions. David is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/24/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FARMINGTON CT)
CT
10/29/2009 - 03/14/2011
OHANESIAN / LECOURS, INC. (WEST HARTFORD CT)
CT
10/10/2008 - 02/09/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HARTFORD CT)
NY
03/08/2006 - 04/06/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
08/02/2002 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
SC
02/07/2002 - 07/30/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
KS
10/10/2000 - 11/17/2000
WADDELL & REED, INC. (OVERLAND PARK KS)
OH
07/05/2000 - 10/05/2000
DONAHUE SECURITIES, INC. (CINCINNATI OH)
IN
05/11/1999 - 10/04/1999
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NA
01/18/1988 - 12/15/1988
NEW ENGLAND SECURITIES CORPORATION
BOTH
Issued 10/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/29/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/14/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/27/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/15/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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