Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid W Thompson is an active Registered Representative with Silver Oak Securities, Inc. David has over 20 years of experience in the securities industry and holds Series 6, Series 63, and SIE licenses. David has previously worked with SAGEPOINT FINANCIAL, INC., GRADIENT SECURITIES, LLC, WILBANKS SECURITIES, INC., EQUITY SERVICES, INC., and other firms. David provides financial planning, portfolio management, and selection of other advisors for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VT
01/23/2023 - Present
Silver OAK Securities, Inc. (Newport VT)
VT
10/22/2019 - 01/27/2023
SAGEPOINT FINANCIAL, INC. (NEWPORT VT)
VT
09/23/2016 - 10/24/2019
GRADIENT SECURITIES, LLC (NEWPORT VT)
VT
07/05/2013 - 09/29/2016
WILBANKS SECURITIES, INC. (Newport VT)
VT
08/10/2011 - 07/05/2013
EQUITY SERVICES, INC. (BARTON VT)
VT
06/10/2009 - 08/09/2011
WILBANKS SECURITIES, INC. (BARTON VT)
VT
11/03/2005 - 06/12/2009
SAGEPOINT FINANCIAL, INC. (BARTON VT)
FL
10/10/2003 - 11/01/2005
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
MA
01/10/2003 - 10/16/2003
MUTUAL SERVICE CORPORATION (BOSTON MA)
MA
03/18/2002 - 12/31/2002
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
04/12/2000 - 12/21/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/12/2000 - 12/21/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 06/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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