Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Russell is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. David has been in the industry since November 23, 2012, and has been with Merrill Lynch since February 25, 2013. David holds the Series 7, Series 9, Series 10, Series 66 and SIE licenses, and is registered in 53 states. David's specialties include retirement planning, college planning, and investment management. David can help you with a variety of financial needs, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/26/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCOTTSDALE AZ)
AZ
06/06/2022 - 05/05/2023
MORGAN STANLEY (Tempe AZ)
IL
02/25/2013 - 05/05/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
AZ
09/21/2012 - 01/22/2013
AXA ADVISORS, LLC (SCOTTSDALE AZ)
BOTH
Issued 11/15/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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