Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid W. Rodgers is a financial advisor with LPL Financial LLC. David is a CERTIFIED FINANCIAL PLANNER™ professional and has been in the industry since January 24, 2008. David has experience working with Wells Fargo Advisors LLC and UBS Financial Services Inc. David specializes in providing financial planning, investment management, and other non-discretionary advisory services to individuals, businesses, and charitable organizations. David is registered to provide investment advisory services in Delaware, Florida, Maryland, New Jersey, New York, Pennsylvania, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/28/2023 - Present
LPL Financial LLC (BROOMALL PA)
PA
12/13/2010 - 07/06/2023
WELLS FARGO CLEARING SERVICES, LLC (GLEN MILLS PA)
PA
11/28/2008 - 12/14/2010
UBS FINANCIAL SERVICES INC. (CONSHOHOCKEN PA)
PA
01/25/2008 - 12/02/2008
MORGAN STANLEY & CO. INCORPORATED (PHILADELPHIA PA)
BOTH
Issued 03/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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