Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lewis is a financial advisor with Edward Jones. David has been in the financial services industry since 1991 and has a broad range of experience. David offers financial planning, portfolio management, and selection of other advisors services to individuals, businesses, and retirement plans. David also provides pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
ME
01/03/2025 - Present
Edward Jones (BAR HARBOR ME)
ME
05/30/2020 - 09/09/2021
LPL FINANCIAL LLC (BAR HARBOR ME)
VA
04/26/2012 - 02/20/2014
TD AMERITRADE, INC. (RESTON VA)
VA
07/06/2011 - 04/09/2012
LPL FINANCIAL LLC (ASHBURN VA)
VA
06/01/2009 - 06/27/2011
MORGAN STANLEY SMITH BARNEY (VIENNA VA)
VA
09/24/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (VIENNA VA)
VA
09/05/2003 - 10/02/2008
CITIGROUP GLOBAL MARKETS INC. (MCLEAN VA)
NE
12/14/1992 - 09/07/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
10/25/1991 - 03/05/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 07/31/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/30/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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