Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid W Jones is a financial professional with over 9 years of experience in the securities industry. David is currently registered with Natwest Markets Securities Inc. David has a broad range of experience including investment banking. David is also a licensed securities principal. David has passed several securities licensing exams including the Series 63, Series 24, SIE, Series 7 and Series 79. David is registered with the state securities regulators of 49 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
05/01/2015 - Present
Natwest Markets Securities Inc. (Greenwich CT)
BC
Issued 01/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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