Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Vogt is a financial advisor with UBS Securities LLC. He has been in the industry since February 19, 2015. David has a Series 7, Series 86, Series 87, and SIE license. David has worked for Goldman, Sachs & Co., Brahman Securities, Inc., and Prudential Securities Incorporated. David is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/11/2020 - Present
UBS Securities LLC (NEW YORK NY)
NY
04/07/2003 - 12/31/2003
BRAHMAN SECURITIES, INC. (NEW YORK NY)
NY
11/30/1999 - 03/19/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
12/23/1998 - 12/06/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 06/05/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/06/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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