Unclaimed
David Norris is a financial advisor with over 15 years of experience in the financial services industry. David is a registered representative of T. Rowe Price Investment Services, Inc. and holds Series 6, 7, 63 and 66 securities licenses. David is licensed in 53 states and the District of Columbia. David specializes in providing financial advice to individual investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
01/24/2007 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
BOTH
Issued 05/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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