Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Vigil is an investment advisor representative registered with Osaic Wealth, Inc., providing financial planning and investment management services to individuals, families, and businesses. David has over 15 years of experience in the financial services industry, and is a CERTIFIED FINANCIAL PLANNER™ professional. David is committed to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/14/2024 - Present
Osaic Wealth, Inc. (REDDING CA)
CA
08/01/2022 - 06/14/2024
SECURITIES AMERICA, INC. (NEWMAN CA)
CA
01/28/2019 - 08/03/2022
CETERA INVESTMENT SERVICES LLC (SAN JOSE CA)
CA
02/01/2019 - 08/20/2019
CETERA ADVISORS LLC (SAN JOSE CA)
CA
08/02/2018 - 01/29/2019
SORRENTO PACIFIC FINANCIAL, LLC (Fremont CA)
CA
11/05/2015 - 08/07/2018
WELLS FARGO CLEARING SERVICES, LLC (SAN LORENZO CA)
CA
06/12/2013 - 11/23/2015
LPL FINANCIAL LLC (RICHMOND CA)
CA
10/26/2011 - 05/31/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS GATOS CA)
CA
02/18/2011 - 08/04/2011
CHASE INVESTMENT SERVICES CORP. (SAN JOSE CA)
CA
07/26/2010 - 02/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
01/22/2007 - 01/29/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MANTECA CA)
IA
Issued 09/07/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2010
Series 7 - General Securities Representative Examination
BC
Issued 01/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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