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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rashid is a financial advisor with LPL Financial LLC. David has been in the industry since 1997. David is registered with the state of Illinois and Texas as a broker-dealer and investment advisor. David is a Series 6, 7, 63, and 65 licensed advisor, and has also passed the Securities Industry Essentials (SIE) exam. David has worked for several firms over the years including Wells Fargo Advisors Financial Network, LLC and Edward Jones. David specializes in helping individuals, corporations, charitable organizations, and pension plans. David offers financial planning, portfolio management, and investment advice. David is committed to providing clients with personalized financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
04/11/2022 - Present
LPL Financial LLC (STREATOR IL)
IL
12/01/2017 - 08/06/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (STREATOR IL)
IL
01/06/2012 - 11/01/2017
EDWARD JONES (STREATOR IL)
IL
06/01/2009 - 01/12/2012
MORGAN STANLEY SMITH BARNEY (PEORIA IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (STREATOR IL)
IL
04/15/2005 - 04/02/2007
MORGAN STANLEY DW INC. (STREATOR IL)
WI
07/30/2004 - 04/19/2005
INVEST FINANCIAL CORPORATION (APPLETON WI)
FL
07/19/2001 - 08/03/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
01/21/1997 - 07/25/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/21/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 09/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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