Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Janny is a financial advisor with Ameriprise Financial Services, LLC. David has been in the financial services industry since June 20, 1984. David is registered to provide investment advice in Connecticut and Texas. David is also registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative. David has a wide range of experience in the financial services industry, including experience with Morgan Stanley and UBS Financial Services Inc. In addition to being a registered financial advisor, David is also a fiduciary. David is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
07/18/2022 - Present
Ameriprise Financial Services, LLC (Westport CT)
CT
11/21/2012 - 08/03/2022
MORGAN STANLEY (Westport CT)
CT
05/01/1991 - 11/29/2012
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
NY
06/21/1984 - 05/10/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1997
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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