Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Vaughan is a financial professional with over 27 years of experience in the financial services industry. David is currently registered with Sanctuary Securities, Inc. in Indiana and Nebraska. David is a Series 7, 24, 27, 63, 99TO and SIE licensed professional. David has previously been registered with Securities America, Inc. and AXOS Clearing LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
03/07/2023 - Present
Sanctuary Securities, Inc. (INDIANAPOLIS IN)
NE
10/26/2021 - 03/06/2023
AXOS CLEARING LLC (Omaha NE)
NE
07/21/1995 - 10/11/2021
SECURITIES AMERICA, INC. (LAVISTA NE)
BC
Issued 08/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/07/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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