Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Varela is a financial advisor with Janney Montgomery Scott LLC. David has been in the industry since March 9, 1993. David is registered as a broker-dealer in several states, including Delaware, Maine, Massachusetts, New York, and Texas. David has a Series 63, 65, 7, 8, 9, 10, 31, and SIE licenses. David provides financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MA
12/24/2018 - Present
Janney Montgomery Scott LLC (BOSTON MA)
MA
01/18/2006 - 12/15/2017
RAYMOND JAMES & ASSOCIATES, INC. (WELLESLEY HILLS MA)
NY
11/20/1992 - 09/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/02/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/04/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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