Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Van Antwerp Smitherman is a financial professional with over 10 years of experience in the financial services industry. David is currently registered with Nationwide Investment Services Corp. David has held previous positions with First Palladium, LLC, Mercap Securities, LLC, The Leaders Group, Inc., and MML Investors Services, Inc. David has a Series 6, Series 63, and SIE. David's current registrations include Alabama, Florida, Georgia, Mississippi, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
02/18/2019 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
IN
10/01/2018 - 01/04/2019
FIRST PALLADIUM, LLC (FORT WAYNE IN)
GA
10/14/2014 - 08/30/2018
MERCAP SECURITIES, LLC (ATLANTA GA)
CO
05/29/2013 - 09/04/2014
THE LEADERS GROUP, INC. (LITTLETON CO)
AL
03/07/2007 - 09/17/2007
MML INVESTORS SERVICES, INC. (BIRMINGHAM AL)
BC
Issued 06/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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