Unclaimed
David V. Nolan is a financial advisor with Edward Jones. David has been in the financial industry since 2002 and has a wide range of experience in providing financial advice to individuals and businesses. David holds a Series 7, Series 63, Series 66, and SIE licenses. David is registered to offer securities in Arizona, Delaware, Florida, Georgia, Indiana, Kentucky, Maryland, New Jersey, North Carolina, Oklahoma, Pennsylvania, South Carolina, Tennessee, Washington, and West Virginia. David also holds a registration with the state of Maryland as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
04/27/2018 - Present
Edward Jones (PASADENA MD)
MD
10/05/2016 - 04/19/2018
MORGAN STANLEY (COLUMBIA MD)
MD
04/01/1996 - 07/02/2008
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
MD
04/22/1992 - 06/23/1994
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 08/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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