Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Dauria is a financial professional with over 30 years of experience in the industry. David is currently registered with Equity Services, Inc. in Hauppauge, NY. Previously, David has also worked for Park Avenue Securities LLC, Northwestern Mutual Investment Services, LLC, NYLIFE Distributors LLC, NYLIFE Securities Inc., and NYLIFE Distributors Inc. David holds Series 6, Series 63 and SIE licenses. David specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
09/02/2021 - Present
Equity Services, Inc. (HAUPPAUGE NY)
NY
09/10/2018 - 09/09/2021
PARK AVENUE SECURITIES LLC (MELVILLE NY)
NY
09/07/2016 - 08/07/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MELVILLE NY)
NJ
07/29/2002 - 04/16/2015
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
NY
03/04/1994 - 08/06/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
01/01/1994 - 02/18/1994
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
NY
01/01/1991 - 01/01/1994
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 01/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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