Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Cassel is a registered representative with Northwestern Mutual Investment Services, LLC. David has over 10 years of experience in the financial services industry. David has licenses for both securities and investment advisory services. David is licensed to sell securities in Wisconsin. David is also a registered representative with BMO Harris Financial Advisors, Inc. and UBS Financial Services Inc.. David has been registered with the Securities and Exchange Commission (SEC) since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
05/24/2021 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
WI
02/05/2014 - 04/06/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (MILWAUKEE WI)
WI
11/06/2013 - 01/18/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW BERLIN WI)
WI
08/25/2011 - 11/16/2012
UBS FINANCIAL SERVICES INC. (BROOKFIELD WI)
BOTH
Issued 10/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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