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David Eugene Bryan

Apex Clearing Corp.

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About David Eugene Bryan

David Eugene Bryan is a financial advisor with over 29 years of experience in the financial industry. David is currently registered with Apex Clearing Corp. and holds a Series 7, Series 24, Series 55, Series 57TO and Series 63 licenses. David has previously worked with firms such as Electronic Transaction Clearing, Inc., TZERO ATS, LLC, Speedroute LLC, Cowen Execution Services LLC, BNY Clearing Services LLC and BNY Brokerage, Inc.

Firm Information

David Bryan is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Bryan’s Registration & Firm History

TX

05/03/2021 - Present

Apex Clearing Corp. (DALLAS TX)

TX

05/04/2021 - 03/16/2023

ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)

NJ

01/07/2019 - 06/11/2020

TZERO ATS, LLC (JERSEY CITY NJ)

NJ

09/20/2017 - 06/11/2020

SPEEDROUTE LLC (JERSEY CITY NJ)

NY

02/13/1998 - 07/26/2017

COWEN EXECUTION SERVICES LLC (NEW YORK NY)

WI

03/04/2003 - 10/01/2003

BNY CLEARING SERVICES LLC (MILWAUKEE WI)

NY

03/26/1993 - 02/09/1998

BNY BROKERAGE, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/01/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/24/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Eugene Bryan.
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