Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Aubrey Doll is a financial advisor with Morgan Stanley. David has been in the industry since 1977, starting their career at Kidder, Peabody & Co., Incorporated. David holds Series 63, 65, 7, 8, 9, 10, 31, and SIE licenses. David has been registered as a broker-dealer and investment advisor representative in 33 states and has experience in portfolio management for individuals, businesses, and investment companies. David also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
03/31/2017 - Present
Morgan Stanley (Pepper Pike OH)
OH
02/09/2007 - 04/11/2017
UBS FINANCIAL SERVICES INC. (CLEVELAND OH)
OH
11/06/1986 - 02/09/2007
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NA
08/11/1986 - 09/02/1986
MCDONALD & COMPANY SECURITIES, INC.
NA
05/19/1978 - 08/27/1986
KIDDER, PEABODY & CO. INCORPORATED
NA
10/03/1977 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
IA
Issued 10/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/09/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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