Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Tyler Gingerella is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. David has been working in the securities industry since 2012. David has been a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2016. David is licensed to provide securities and investment advisory services in Connecticut, New Jersey, New York, Rhode Island, and Texas. David is also registered as an investment advisor representative in Connecticut, New Jersey, New York, Rhode Island, and Texas. David has passed the Series 63, Series 66, Series 7, and SIE exams. Prior to working with Merrill Lynch, Pierce, Fenner & Smith Inc., David worked with Northwestern Mutual Investment Services, LLC and E.J. Sterling, LLC. David holds specializations in 2, 3, 4, 5, and 6. David has been with his current firm, Merrill Lynch, Pierce, Fenner & Smith Inc., since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/24/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
05/02/2016 - 05/12/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
09/19/2012 - 03/30/2016
E.J. STERLING, LLC (NEW YORK NY)
NY
05/04/2012 - 09/21/2012
EMPIRE ASSET MANAGEMENT COMPANY (NEW YORK NY)
BOTH
Issued 08/05/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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