Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Tyler Brady is a registered representative with Wells Fargo Clearing Services, LLC, a firm with an approximate asset amount of $10 billion to $50 billion. David is active in both the broker-dealer and investment advisor industries. David has over 50 state registrations and is licensed to provide securities related advice in Texas and Utah. David is a registered investment advisor representative in Texas and Utah. David has been working in the securities industry since 2023. David is located in Salt Lake City, UT, and is registered to offer securities related advice in all 50 states, the District of Columbia, Puerto Rico, and the US Virgin Islands. David holds the Series 7TO and Series 66 registrations. David specializes in the following areas: Mutual Funds, Variable Annuities, Life Insurance, Fixed Annuities, and Variable Life Insurance. David has been working with Wells Fargo Clearing Services, LLC, since October 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
01/08/2024 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
BOTH
Issued 01/05/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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