Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Tucker Klein is an investment advisor representative associated with Schwab Wealth Advisory, Inc. David has been in the financial services industry since July 26, 2015. Klein is registered with the Financial Industry Regulatory Authority (FINRA) and is a Series 7, 9, 10, 66 and SIE licensed professional. David holds registrations in 20 states and is currently registered in Florida. David Klein is associated with the Orlando, FL branch office of Schwab Wealth Advisory, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
FL
07/12/2023 - Present
Schwab Wealth Advisory, Inc. (Orlando FL)
BOTH
Issued 12/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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