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David Tu

Usaa Investment Services Co.

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About David Tu

David Tu is a financial advisor with over 11 years of experience in the financial services industry. David is registered with Usaa Investment Services Co., and holds Series 6, 7, 26, 63, and 66 licenses. David is licensed to provide financial services in all 50 states and the District of Columbia. David's previous experience includes working with Park Avenue Securities LLC, MML Investors Services, LLC, and Farmers Financial Solutions, LLC. David provides a range of services to clients, including financial planning, and referrals.

Firm Information

David Tu is currently registered with Usaa Investment Services Co.. USAA Investment Services Co. is a corporation headquartered in San Antonio, TX, formed in September 1988. They offer financial planning and other advisory services to individuals and high-net-worth individuals. The firm is registered with the SEC and holds licenses in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a total of 150 registered representatives and 109 investment adviser representatives.
Usaa Investment Services Co.

9800 FREDERICKSBURG ROAD

SAN ANTONIO, TX 78288-0227

Not reported

Assets Under Management

1,609

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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referrals

Referrals

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Referral fees pursuant to a referral agreement

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David Tu’s Registration & Firm History

TX

06/27/2024 - Present

Usaa Investment Services Co. (Plano TX)

TX

02/23/2017 - 03/21/2023

NYLIFE SECURITIES LLC (DALLAS TX)

TX

03/23/2016 - 02/02/2017

PARK AVENUE SECURITIES LLC (ADDISON TX)

TX

07/17/2015 - 08/03/2015

MML INVESTORS SERVICES, LLC (ADDISON TX)

TX

04/15/2013 - 10/08/2013

FARMERS FINANCIAL SOLUTIONS, LLC (ADDISON TX)

TX

02/22/2010 - 02/09/2011

CHASE INVESTMENT SERVICES CORP. (DENTON TX)

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Licenses & Designations

BOTH

Issued 06/14/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/12/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/27/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 02/14/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Tu.
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