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David Truman Bernstein

Charles Schwab & CO., Inc.

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About David Truman Bernstein

David Bernstein is a financial advisor registered with Charles Schwab & Co., Inc. David has been in the industry since 2005 and is licensed in 28 states. David has a wide range of experience with a focus on individual and institutional investors. David is also a financial planner and offers a variety of services including wrap fee programs, financial planning referrals, and selection of other advisors. David's previous experience includes MML Investors Services, Inc. and UBS Financial Services Inc. David is committed to providing clients with the highest level of service and expertise.

Firm Information

David Bernstein is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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David Bernstein’s Registration & Firm History

OK

01/02/2019 - Present

Charles Schwab & CO., Inc. (Oklahoma City OK)

OK

05/21/2009 - 10/02/2009

MML INVESTORS SERVICES, INC. (OKLAHOMA CITY OK)

OK

08/05/2005 - 05/13/2009

UBS FINANCIAL SERVICES INC. (OKLAHOMA CITY OK)

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Licenses & Designations

BOTH

Issued 08/24/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Truman Bernstein.
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